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Commodity broker
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31	Case Studies Answer Sheet Answers are Italicized Registration and Proficiency Players: MegaFinancial, Inc. is fully registered as both an FCM and a broker-dealer. It also guarantees a handful of IBs. Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:55 Financial adviser Futures contract Commodities market Business Commodity broker Financial economics Investment Finance
32	Tradition Receives High Marks in Annual Energy and Commodity Industry Poll Finishes First in 17 Categories of Energy Risk and Risk Broker Rankings Stamford, CT (February 11, 2010) – Tradition, a leading global interdea Add to Reading List Source URL: www.tradition.com Language: English - Date: 2010-06-22 12:29:04 Natural gas Commodity market Crack spread Broker Economics Peak oil Commodities market Futures contract Business
33	Information for Notice-Registered Broker-Dealers Re: Misuse of Material, Non-Public Information: Matters for Notice-Registered Broker-Dealers to Consider when Adopting Procedures to Comply with NFA Compliance Rule 2-37( Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:58 Securities Financial system Finance Commodity Futures Trading Commission Securities Exchange Act Securities research Futures contract National Firearms Act USA PATRIOT Act Title III Subtitle B 73rd United States Congress Financial economics United States securities law
34	MARGIN DEPOSITS MARGIN DEPOSITS MARGIN DEPOSITS Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2015-01-09 13:35:53 Futures contract Economics Commodity Futures Trading Commission Margin Haircut Commodity broker Finance Financial markets Financial economics
35	August 8, 2011 Via Electronic Submission: https://comments.cftc.gov David A. Stawick Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English Credit Systemic risk Futures contract Swap Derivative Commodity broker Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Repurchase agreement Financial economics Finance Collateral management
36	Microsoft Word - Ltrhd102609.doc Add to Reading List Source URL: www.mgex.com Language: English - Date: 2009-10-26 16:20:02 Stock market Financial markets Futures contract Commodity Futures Trading Commission Open outcry Electronic trading platform Floor trading Futures exchanges Commodity broker Financial economics Investment Finance
37	Microsoft Word - Chap 20Draft.doc Add to Reading List Source URL: www.mgex.com Language: English - Date: 2012-05-15 17:43:09 Financial system Futures contract Commodity Futures Trading Commission Securities Exchange Act Commodity Exchange Act Commodity broker Foreign Exchange Dealers Coalition United States securities law Financial economics Financial regulation
38	Agreement for Executing Broker to Screen for Clearing Broker Limits1 This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this ____ day of ___________, Add to Reading List Source URL: www.fia-tech.com Language: English - Date: 2014-06-20 12:06:59 Futures contract Commodity Futures Trading Commission Broker
39	Vol. 76 Wednesday, No. 149 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-05-23 12:41:11 Investment Broker-dealer Day trading Securities Exchange Act Electronic trading Short Algorithmic trading U.S. Securities and Exchange Commission Commodity Futures Trading Commission Financial markets Financial economics Finance
40	MASTER OF ARTS IN INTERNATIONAL TRADING, COMMODITY FINANCE & SHIPPING OUR PARTNER: Add to Reading List Source URL: www.stsaswiss.ch Language: English - Date: 2014-07-08 05:39:17 Commerce Commodity market Futures contract Futures exchange Commodity Derivative Financial market Commodity broker Commodity Research Bureau Business Financial economics Finance

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